LPL Financial Holdings (LPLA) has drawn renewed investor attention after recent share price moves, with the stock showing mixed short term returns alongside stronger performance over the past 3 years ...
The $2.3 trillion-asset independent broker-dealer’s chief wealth officer wants to make it easier for LPL’s 32,000 advisors to provide financial planning.
LPL Financial has been treading water for the past six months, recording a small return of 3.4% while holding steady at ...
While the S&P 500 closed out 2025 up 16%, the index ended the year on the wrong foot, posting negative returns during the ...
CHICAGO, Jan. 2, 2026 /PRNewswire/ -- Genesis Wealth, a leading wealth management platform and non-OSJ branch office within LPL Financial, today announced it added two senior financial advisors from ...
SAN DIEGO and WALTHAM, Mass., March 31, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (NASDAQ: LPLA) (together with its subsidiaries, including LPL Financial LLC, “LPL Financial” or “LPL”) ...
US household net worth is at an all-time high and interest rates remain high; both factors are tailwinds for investment management firms. LPL Financial sports high earnings growth estimates as the ...
LPL Financial's Institution Services unit welcomed its latest giant recruit among bank-based wealth management programs with $300 million more client assets than it anticipated last fall. "We extend a ...
LPL Financial will pay more than $6 million to settle FINRA charges that the firm fell short on complying with Regulation Best Interest when recommending trades in certain listed business development ...
LPL Financial LLC has announced the addition of financial advisors James Larsen, Lucas Decker, Kevin Lewis, and Seth Miller to its network, aligned with Carnegie Private Wealth. The advisors, who ...
LPL Financial failed to follow its own anti-money laundering procedures for client identification across more than 12,000 accounts over nearly five years, according to the SEC. "Federal law requires ...
It is expected that Commonwealth’s approximately 2,900 advisers and their $285 billion in assets will migrate to the LPL platform mid-2026, joining the nearly 29,000 LPL advisers. After rumors of the ...
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